0001104659-24-048647 8-A12G/A 2 20240418 20240418 NETLIST INC 0001282631 3674 04 Manufacturing 954812784 DE 1230 8-A12G/A 34 000-56197 24853101 111 ACADEMY, SUITE 100 IRVINE CA 92617 949-435-0025 111 ACADEMY, SUITE 100 IRVINE CA 92617 8-A12G/A 1 tm2411888d2_8a12ga.htm 8-A12G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-A/A

(Amendment No. 1)

 

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

 

NETLIST, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware 95-4812784
(State or other jurisdiction of incorporation or
organization)
(I.R.S. Employer Identification No.)

 

111 Academy, Suite 100
Irvine, California

 

92617

(Address of principal executive offices) (Zip Code)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class
to be so registered
  Name of each exchange on which
each class is to be registered
None   None

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. x

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement or Regulation A offering statement file number to which this form relates:
Not applicable

 

Securities to be registered pursuant to Section 12(g) of the Act:
Series A Preferred Stock Purchase Rights

(Title of Class)

 

 

 

 

 

Explanatory Note.

 

This Amendment No. 1 on Form 8-A/A is filed to amend and supplement the information set forth in Items 1 and 2 of the Registration Statement on Form 8-A (File No. 000-56197) filed with the Securities and Exchange Commission by Netlist, Inc. (the “Company”) on August 14, 2020 (such Registration Statement on Form 8-A as filed on such date, the “Original Form 8-A”).

 

Item 1.Description of Registrant’s Securities to be Registered.

 

Item 1 of the Original Form 8-A is hereby amended and supplemented by adding the following paragraph thereto:

 

On April 17, 2024, the Company entered into a fourth amendment (the “Fourth Amendment”) to its Rights Agreement with Equiniti Trust Company, LLC, as rights agent. The description of the Fourth Amendment set forth under Item 1.01 of the Current Report on Form 8-K filed by the Company on April 17, 2024 under the Securities Exchange Act of 1934, as amended, is incorporated herein by reference.

 

Item 2. Exhibits.

 

Exhibit       Filed   Incorporated by Reference
No.   Description   Herewith   Form   File No.   Exhibit   Filing Date
4.1   Amendment No. 4 to Rights Agreement, dated as of April 17, 2024, by and between the Company and Equiniti Trust Company, LLC, as rights agent         8-K   001-33170   4.1   April 17, 2024

 

 

 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NETLIST, INC.
     
Date: April 17, 2024 By: /s/ Gail M. Sasaki
    Gail M. Sasaki
    Executive Vice President and Chief Financial Officer

 

 

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