0001104659-23-019769 4 1 20230209 20230213 20230213 Hong Chun K 0001381057 4 34 001-33170 23619304 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 1231 111 ACADEMY, SUITE 100 IRVINE CA 92617 949-435-0025 111 ACADEMY, SUITE 100 IRVINE CA 92617 4 1 tm236274-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-09 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 111 ACADEMY, SUITE 100 IRVINE CA 92617 1 1 0 0 President, CEO and Chairman Common Stock 2023-02-09 4 M 0 300000 0.71 A 1927150 D Common Stock 4611177 I Hong-Cha Property Trust Employee Stock Option (right to buy) 0.71 2023-02-09 4 M 0 300000 0 A 2023-02-11 Common Stock 300000 2200000 D This option vested in 16 equal quarterly installments from May 11, 2013 to February 11, 2017. /s/ Gail Sasaki, Attorney-in-Fact 2023-02-13