0001104659-21-114271 4 1 20210907 20210909 20210909 Hong Chun K 0001381057 4 34 001-33170 211245273 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2127226-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-07 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2020-09-08 4 F 0 43891 6.02 D 906793 D Common Stock 4811177 I Hong-Cha Property Trust Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. /s/ Gail Sasaki, Attorney-in-Fact 2021-09-09