0001104659-21-092158 4 1 20210712 20210714 20210714 SASAKI GAIL M 0001422990 4 34 001-33170 211090778 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 ITOW GAIL MISAKO 20080107 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2121203-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-12 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY,SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-07-12 4 S 0 60657 6.4043 D 413888 D Common Stock 2021-07-13 4 M 0 75000 2.05 A 488888 D Common Stock 2021-07-13 4 S 0 75000 7.20 D 413888 D Employee Stock Option (right to buy) 2.05 2021-07-13 4 M 0 75000 0 A 2024-02-21 Common Stock 75000 75000 D This transaction was effected pursuant to a Rule 10b5-1 Plan. This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018. /s/ Gail M. Sasaki 2021-07-14