0001104659-09-010237 SC 13G/A 1 20090217 20090217 NETLIST INC 0001282631 3674 954812784 DE SC 13G/A 34 005-82594 09615941 475 GODDARD IRVINE CA 92618 Cho Jun 0001393033 SC 13G/A 949-435-0025 C/O NETLIST, INC. 475 GODDARD IRVINE CA 92618 SC 13G/A 1 a09-5813_1sc13ga.htm SC 13G/A

 

 

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:     3235-0145

 

Washington, D.C. 20549

Expires:     February 28, 2009

 

 

Estimated average burden

 

 

hours per response…     10.4

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

 

Netlist, Inc.

(Name of Issuer)

Common Stock, par value $0.001

(Title of Class of Securities)

64118P 10 9

(CUSIP Number)

December 31, 2008

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures previously provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 



 

 

CUSIP No. 64118P 10 9

 

 

1

Names of Reporting Persons:
I.R.S. Identification Nos. of above person (entities only)

 

Jun S. Cho

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:

5

Sole Voting Power
1,144,000(1)

 

6

Shared Voting Power
0

 

7

Sole Dispositive Power
1,144,000(1)

 

8

Shared Dispositive Power
0

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,144,000(1)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares

 

 

11

Percent of Class Represented by Amount in Row (9)
5.8%

 

 

12

Type of Reporting Person (See Instructions)
IN

 


(1)

Includes 500,000 shares of common stock held by Mr. Cho as trustee of the Chun Ki Hong 2004 Trust and 500,000 shares of common stock held by Mr. Cho as trustee of the Won Kyung Cha 2004 Trust. Mr. Cho disclaims beneficial ownership of the shares held for these trusts.

 

2



 

CUSIP No. 64118P 10 9

 

Item 1.

 

(a)

Name of Issuer
Netlist, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
51 Discovery, Suite 150, Irvine, California  92618

 

Item 2.

 

(a)

Name of Person Filing:
Jun S. Cho

 

(b)

Address of Principal Business Office or, if none, Residence
51 Discovery, Suite 150, Irvine, California  92618

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities:
Common Stock, par value $0.001 per share

 

(e)

CUSIP Number
64118P 10 9

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable

 

3



 

CUSIP No. 64118P 10 9

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

1,144,000(1)

 

(b)

Percent of class:   

5.8%

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote.   

1,144,000(1)

 

 

(ii)

Shared power to vote or to direct the vote.    

0

 

 

(iii)

Sole power to dispose or to direct the disposition of.   

1,144,000(1)

 

 

(iv)

Shared power to dispose or to direct the disposition of.   

0

 

Item 5.

Ownership of Five Percent or Less of a Class

 

Not Applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

 

Item 10.

Certification

 

Not Applicable

 


(1)

Includes 500,000 shares of common stock held by Mr. Cho as trustee of the Chun Ki Hong 2004 Trust and 500,000 shares of common stock held by Mr. Cho as trustee of the Won Kyung Cha 2004 Trust. Mr. Cho disclaims beneficial ownership of the shares held for these trusts.

 

4



 

CUSIP No. 64118P 10 9

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

Dated:  February 17, 2009

 

 

 

 

 

 /s/ Jun S. Cho

 

 Signature

 

 Jun S. Cho

 

5