0001104659-21-138294 4 1 20211109 20211112 20211112 Hong Chun K 0001381057 4 34 001-33170 211405559 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2132614-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-09 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2021-11-09 4 S 0 70614 7.8315 D 4740563 I Hong-Cha Property Trust Common Stock 2021-11-10 4 S 0 1100 7.02 D 4739463 I Hong-Cha Property Trust Common Stock 2021-11-11 4 S 0 53086 7.0003 D 4686377 I Hong-Cha Property Trust Common Stock 2021-11-12 4 S 0 11550 7.00 D 4674827 I Hong-Cha Property Trust Common Stock 906793 D /s/ Gail Sasaki, Attorney-in-Fact 2021-11-12