0001104659-21-004791 4 1 20210113 20210115 20210115 Hong Chun K 0001381057 4 34 001-33170 21532818 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0102 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 a4.xml 4 X0306 4 2021-01-13 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 1 0 President, CEO and Chairman Employee Stock Option (Right to Buy) 0.7240 2021-01-13 4 A 0 1000000 0 A 2031-01-13 Common Stock 1000000 3100000 D The options vests in sixteen (16) equal quarterly installments through January 13, 2025 /s/ Chun K. Hong by Gail Sasaki, Attorney-in-Fact 2021-01-15