0001104659-21-033450 4 1 20210304 20210308 20210308 Hong Chun K 0001381057 4 34 001-33170 21723919 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0102 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm219065-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-04 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2021-03-04 4 S 0 218975 2.2495 D 6439233 I Hong-Cha Property Trust Common Stock 2021-03-08 4 F 0 53273 1.82 D 950684 D Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. /s/ Gail Sasaki, Attorney-in-Fact 2021-03-08