0001104659-21-087658 4 1 20210628 20210630 20210630 Hong Chun K 0001381057 4 34 001-33170 211062653 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2120860-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-28 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2021-06-28 4 S 0 69000 3.0908 D 5189233 I Hong-Cha Property Trust Common Stock 950684 D This transaction was affected pursuant to a Rule 10b5-1 plan. /s/ Gail Sasaki, Attorney-in-Fact 2021-06-30