0001104659-13-064627 4 1 20130701 20130816 20130816 NETLIST INC 0001282631 3674 954812784 DE 1231 51 DISCOVERY, STE 150 IRVINE CA 92618 949-435-0025 51 DISCOVERY, STE 150 IRVINE CA 92618 Portnoy Alan H 0001381337 4 34 001-33170 131045941 C/O NETLIST, INC. 475 GODDARD IRVINE CA 92618 4 1 a4.xml 4 X0306 4 2013-07-01 0 0001282631 NETLIST INC NLST 0001381337 Portnoy Alan H C/O NETLIST, INC. 51 DISCOVERY, SUITE 150 IRVINE CA 92618 1 0 0 0 Stock Option (right to buy) 0.91 2013-07-01 4 A 0 20000 0 A 2023-07-01 Common Stock 20000 20000 D The options vest in sixteen equal quarterly installments beginning on July 1, 2013 /s/ Alan H. Portnoy by Gail Sasaki, Attorney-in-Fact 2013-08-16