0001104659-21-048241 4 1 20210406 20210408 20210408 Hong Chun K 0001381057 4 34 001-33170 21816227 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0102 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2112339-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-06 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2021-04-06 4 S 0 931000 2.8482 D 5508233 I Hong-Cha Property Trust Common Stock 950684 D This transaction was effected pursuant to a Rule 10b5-1 Plan. /s/ Gail Sasaki, Attorney-in-Fact 2021-04-08