0001104659-20-103559 4 1 20200908 20200909 20200909 Hong Chun K 0001381057 4 34 001-33170 201167549 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 0102 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 a4.xml 4 X0306 4 2020-09-08 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2020-09-08 4 F 0 43891 0.46 D 1003957 D Common Stock 7658208 I Hong-Cha Property Trust Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. /s/ Gail Sasaki, Attorney-in-Fact 2020-09-09