0001104659-21-089874 4 1 20210702 20210707 20210707 SASAKI GAIL M 0001422990 4 34 001-33170 211078412 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 ITOW GAIL MISAKO 20080107 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2121203-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-02 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-07-02 4 S 0 50000 4.20 D 474545 D Common Stock 2021-07-06 4 M 0 75000 0.70 A 549545 D Common Stock 2021-07-06 4 S 0 75000 5.25 D 474545 D Common Stock 2021-07-06 4 M 0 15000 0.711 A 489545 D Common Stock 2021-07-06 4 S 0 15000 5.25 D 474545 D Common Stock 2021-07-06 4 M 0 60000 0.710 A 534545 D Common Stock 2021-07-06 4 S 0 60000 5.25 D 474545 D Common Stock 2021-07-06 4 M 0 75000 0.842 A 549545 D Common Stock 2021-07-06 4 S 0 75000 5.40 D 474545 D Employee Stock Option (right to buy) 0.70 2021-07-06 4 M 0 75000 0 A 2026-01-18 Common Stock 75000 375000 D Employee Stock Option (right to buy) 0.711 2021-07-06 4 M 0 15000 0 A 2023-02-11 Common Stock 15000 360000 D Employee Stock Option (right to buy) 0.710 2021-07-06 4 M 0 60000 0 A 2023-02-11 Common Stock 60000 300000 D Employee Stock Option (right to buy) 0.842 2021-07-06 4 M 0 75000 0 A 2025-01-06 Common Stock 75000 225000 D This transaction was effected pursuant to a Rule 10b5-1 Plan. This option vested in 16 equal quarterly installments from April 18, 2016 to January 18, 2020. This option vested in 16 equal installments from May 11, 2013 to February 11, 2017. This option vested in 16 equal installments from May 11, 2013 to February 11, 2017. This option vested in 16 equal installments from April 6, 2015 to January 6, 2019 /s/ Gail M. Sasaki 2021-07-07