0001104659-21-094459 4 1 20210719 20210721 20210721 SASAKI GAIL M 0001422990 4 34 001-33170 211105105 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 ITOW GAIL MISAKO 20080107 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2121203-7_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-19 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-07-19 4 M 0 75000 3.59 A 488888 D Common Stock 2021-07-19 4 S 0 75000 7.90 D 413888 D Employee Stock Option (right to buy) 3.59 2021-07-19 4 M 0 75000 0 A 2022-02-21 Common Stock 75000 75000 D This transaction was effected pursuant to a Rule 10b5-1 Plan. This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016 /s/ Gail M. Sasaki 2021-07-21