0001104659-20-031129 4 1 20200306 20200310 20200310 Hong Chun K 0001381057 4 34 001-33170 20700381 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 NETLIST INC 0001282631 3674 954812784 DE 1228 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 a4.xml 4 X0306 4 2020-03-06 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 1 1 0 0 President, CEO and Chairman Common Stock 2020-03-06 4 F 0 37119 0.3143 D 998369 D Common Stock 2020-03-06 4 A 0 300000 0.00 A 1298369 D Common Stock 8958208 I Hong-Cha Property Trust Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. These restricted stock units (RSUs) granted on March 6, 2020 vest in installments of 37,500 beginning on September 8, 2020 semi-annually through March 6, 2024. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. /s/ Gail Sasaki, Attorney-in-Fact 2020-03-10