0001104659-21-091227 4 1 20210708 20210712 20210712 SASAKI GAIL M 0001422990 4 34 001-33170 211086068 C/O NETLIST, INC. 51 DISCOVERY, STE 150 IRVINE CA 92618 ITOW GAIL MISAKO 20080107 NETLIST INC 0001282631 3674 954812784 DE 0101 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 949-435-0025 175 TECHNOLOGY DRIVE, SUITE 150 IRVINE CA 92618 4 1 tm2121203-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-08 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-07-08 4 M 0 6718 1.02 A 481363 D Common Stock 2021-07-08 4 S 0 6718 5.90 D 474545 D Common Stock 2021-07-09 4 M 0 68282 1.02 A 542827 D Common Stock 2021-07-09 4 S 0 68282 5.9001 D 474545 D Employee Stock Option (right to buy) 1.02 2021-07-08 4 M 0 6718 0 A 2027-02-14 Common Stock 6718 218282 D Employee Stock Option (right to buy) 1.02 2021-07-09 4 M 0 68282 0 A 2027-02-14 Common Stock 68282 150000 D This transaction was effected pursuant to a Rule 10b5-1 Plan. This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021. /s/ Gail M. Sasaki 2021-07-12